WASHINGTON—The Commodity Futures Trading Commission (CFTC) on Monday said it has filed and settled charges against Refinitiv US SEF LLC., in the agency’s first-ever enforcement action against a swap execution facility over reporting violations. Refinitiv, which provides financial data and software to traders, banks and investors, has agreed to pay a civil penalty of $650,000…
Refinitiv Agrees to Pay a Civil Penalty of $650,000 for Failing to Report Certain Swap Data: CFTC
September 28, 2021
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Business & EconomyCompaniesJudiciaryRefinitivsoftwareThe U.S. Commodity Futures Trading CommissionUS
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