Category: SEC Commission

Guaranteeing the Financing Channel of Chinese Stocks, the CCP Rarely Makes Regulatory Concessions to the United States

On April 2, for the first time in 13 years, the China Securities Regulatory Commission (CSRC) revised the confidentiality clauses related to the listing of Chinese enterprises (China Concepts Stock) abroad, a rare concession by the Chinese Communist Party (CCP). According to experts, the CCP’s adjustment strategy is to obtain more foreign exchange from out…


SEC’s GameStop Report Investigates Role of ‘Game-Like’ Brokerage Apps

A report by the Securities and Exchange Commission (SEC) released Monday that investigated the trading controversy surrounding GameStop earlier this year has challenged the role of “game-like” trading apps that may urge investors to trade stocks too frequently. GameStop experienced a surge of activity in January following social media chatter that led to the term…