WASHINGTON—The U.S. Securities and Exchange Commission (SEC) said on Friday that it would delay enforcement of certain assets from a new disclosure rule for off-exchange securities until Jan. 3, 2022. The new compliance date was due to come into effect on Tuesday. The agency’s no action letter, which affects quotes published by broker dealers for…
US SEC Delays Certain Assets From Enforcement Actions Under New Disclosure Rule
September 25, 2021
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